Matthew Thomas Hornbach

CE No. AWZ985 Ceased

This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Matthew Thomas Hornbach (), a licensed former licensee with CE reference AWZ985. Total licence records on file: 20.

Licence history

FirmRoleRegulated activityFromTo
Morgan Stanley Asia Limited
摩根士丹利亞洲有限公司
Rep Type 4 - Advising on securities 2024-05-20 2024-05-20
Morgan Stanley Asia Limited
摩根士丹利亞洲有限公司
Rep Type 5 - Advising on futures contracts 2024-05-20 2024-05-20
Morgan Stanley Asia Limited
摩根士丹利亞洲有限公司
Rep Type 1 - Dealing in securities 2023-04-14 2023-04-21
Morgan Stanley Asia Limited
摩根士丹利亞洲有限公司
Rep Type 4 - Advising on securities 2023-04-14 2023-04-21
Morgan Stanley Asia Limited
摩根士丹利亞洲有限公司
Rep Type 5 - Advising on futures contracts 2023-04-14 2023-04-21
Morgan Stanley Asia Limited
摩根士丹利亞洲有限公司
Rep Type 1 - Dealing in securities 2019-11-15 2019-11-20
Morgan Stanley Asia Limited
摩根士丹利亞洲有限公司
Rep Type 4 - Advising on securities 2019-11-15 2019-11-20
Morgan Stanley Asia Limited
摩根士丹利亞洲有限公司
Rep Type 5 - Advising on futures contracts 2019-11-15 2019-11-20
Morgan Stanley Asia Limited
摩根士丹利亞洲有限公司
Rep Type 1 - Dealing in securities 2019-06-03 2019-06-06
Morgan Stanley Asia Limited
摩根士丹利亞洲有限公司
Rep Type 4 - Advising on securities 2019-06-03 2019-06-06
Morgan Stanley Asia Limited
摩根士丹利亞洲有限公司
Rep Type 5 - Advising on futures contracts 2019-06-03 2019-06-06
Morgan Stanley Asia Limited
摩根士丹利亞洲有限公司
Rep Type 1 - Dealing in securities 2018-09-07 2018-09-11
Morgan Stanley Asia Limited
摩根士丹利亞洲有限公司
Rep Type 4 - Advising on securities 2018-09-07 2018-09-11
Morgan Stanley Asia Limited
摩根士丹利亞洲有限公司
Rep Type 5 - Advising on futures contracts 2018-09-07 2018-09-11
Morgan Stanley Asia Limited
摩根士丹利亞洲有限公司
Rep Type 1 - Dealing in securities 2018-04-10 2018-04-11
Morgan Stanley Asia Limited
摩根士丹利亞洲有限公司
Rep Type 4 - Advising on securities 2018-04-10 2018-04-11
Morgan Stanley Asia Limited
摩根士丹利亞洲有限公司
Rep Type 5 - Advising on futures contracts 2018-04-10 2018-04-11
Morgan Stanley Asia Limited
摩根士丹利亞洲有限公司
Rep Type 1 - Dealing in securities 2016-04-01 2016-04-06
Morgan Stanley Asia Limited
摩根士丹利亞洲有限公司
Rep Type 1 - Dealing in securities 2011-03-17 2011-04-07
Morgan Stanley Hong Kong Securities Limited Rep Type 2 - Dealing in futures contracts 2011-03-17 2011-04-07

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