Stephen Barker
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Stephen Barker, CE reference AWZ978. Currently licensed at 1 firm(s): Jefferies Hong Kong Limited. Total licence records on file: 2.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Jefferies Hong Kong Limited 富瑞金融集團香港有限公司 |
Rep | Type 4 — Advising on securities | 2020-01-13 | present |
| MF Global Hong Kong Limited 明富環球香港有限公司 |
Rep | Type 4 — Advising on securities | 2011-03-21 | 2011-05-03 |