Ye (SFC:AWZ521) Tian
田野
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Ye (SFC:AWZ521) Tian (田野), a licensed former licensee with CE reference AWZ521. Total licence records on file: 4.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| LINGJUN CAPITAL (HONG KONG) LIMITED 靈均資本香港有限公司 |
RO | Type 9 — Asset management | 2021-09-21 | 2022-05-16 |
| 9M Stone Capital Limited 九石資本有限公司 |
RO | Type 9 — Asset management | 2020-08-06 | 2020-12-31 |
| Winton Capital Asia Limited 元盛資產管理有限公司 |
RO | Type 1 — Dealing in securities | 2015-06-01 | 2019-11-01 |
| Winton Capital Asia Limited 元盛資產管理有限公司 |
Rep | Type 9 — Asset management | 2011-04-18 | 2015-06-04 |