Kwok Kin (SFC:AWZ078) Chan
陳國堅
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Kwok Kin (SFC:AWZ078) Chan (陳國堅), a licensed former licensee with CE reference AWZ078. Total licence records on file: 2.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Everbright Securities Investment Services (HK) Limited 光大證券投資服務（香港）有限公司 |
Rep | Type 1 — Dealing in securities | 2011-03-17 | 2012-04-18 |
| CES Forex (HK) Limited 光證外匯（香港）有限公司 |
Rep | Type 3 — Leveraged foreign exchange trading | 2011-03-17 | 2012-04-18 |