Glen Stephen Wood

CE No. AWZ007 Ceased

This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Glen Stephen Wood, a licensed former licensee with CE reference AWZ007. This person has 0.9 years of SFC licence history. Total licence records on file: 1.

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Licence history

FirmRoleRegulated activityFromTo
Japaninvest (Hong Kong) Limited RO Type 4 - Advising on securities 2011-05-06 2012-03-14

Worked alongside

The 10 closest colleagues, strongest tie first — individuals licensed at the same firm as Glen Stephen Wood during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.

NameShared firmOverlap
Gongliang Wu Japaninvest (Hong Kong) Limited 2011–2012
Andrew Edward James Bagnall Japaninvest (Hong Kong) Limited 2011–2012
Wang Cheung Japaninvest (Hong Kong) Limited 2011–2012
Ian Alexander Chiene McKerrow Japaninvest (Hong Kong) Limited 2011–2012
Mark Eagleson Burges Watson Japaninvest (Hong Kong) Limited 2011–2012
Felix Hiu Fung Fok Japaninvest (Hong Kong) Limited 2011–2012
John Albert Neil Juggins Japaninvest (Hong Kong) Limited 2011–2012
Jean-Louis Lafayeedney Japaninvest (Hong Kong) Limited 2011–2012
Stephen James Neville Marcon Japaninvest (Hong Kong) Limited 2011
Yuanyuan Ji Japaninvest (Hong Kong) Limited 2011–2012
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