Charles Jean Raymond Ballard
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Charles Jean Raymond Ballard, a licensed former licensee with CE reference AWY937. This person has 0.7 years of SFC licence history. Total licence records on file: 1.
Information
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Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| BNP Paribas Capital (Asia Pacific) Limited 法國巴黎資本(亞太)有限公司 |
Rep | Type 6 - Advising on corporate finance | 2011-03-22 | 2011-12-13 |
Worked alongside
The 20 closest colleagues, strongest tie first — individuals licensed at the same firm as Charles Jean Raymond Ballard during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.