Hua (SFC:AWY442) Xu
徐樺
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Hua (SFC:AWY442) Xu (徐樺), a licensed former licensee with CE reference AWY442. Total licence records on file: 6.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Haitong International Securities Company Limited 海通國際證券有限公司 |
Rep | Type 4 - Advising on securities | 2022-12-29 | 2023-05-09 |
| Haitong International Securities Company Limited 海通國際證券有限公司 |
Rep | Type 1 - Dealing in securities | 2015-01-16 | 2023-05-09 |
| BOCOM International Securities Limited 交銀國際證券有限公司 |
Rep | Type 4 - Advising on securities | 2014-10-06 | 2014-11-28 |
| BOCOM International Securities Limited 交銀國際證券有限公司 |
Rep | Type 1 - Dealing in securities | 2012-03-29 | 2014-11-28 |
| BOCOM International (Asia) Limited 交銀國際(亞洲)有限公司 |
Rep | Type 1 - Dealing in securities | 2011-05-25 | 2014-11-28 |
| BOCOM International (Asia) Limited 交銀國際(亞洲)有限公司 |
Rep | Type 6 - Advising on corporate finance | 2011-05-25 | 2014-11-28 |