William Hervey de Gale
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for William Hervey de Gale ( ), a licensed former licensee with CE reference AWX197. Total licence records on file: 4.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| BlackRock (Hong Kong) Limited 貝萊德(香港)有限公司 |
Rep | Type 1 - Dealing in securities | 2011-09-16 | 2011-10-16 |
| BlackRock (Hong Kong) Limited 貝萊德(香港)有限公司 |
Rep | Type 4 - Advising on securities | 2011-09-16 | 2011-10-16 |
| BlackRock (Hong Kong) Limited 貝萊德(香港)有限公司 |
Rep | Type 1 - Dealing in securities | 2011-03-04 | 2011-04-04 |
| BlackRock (Hong Kong) Limited 貝萊德(香港)有限公司 |
Rep | Type 4 - Advising on securities | 2011-03-04 | 2011-04-04 |