Frederick Chi Fai Lee
李志輝
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Frederick Chi Fai Lee (李志輝), a licensed former licensee with CE reference AWW577. Total licence records on file: 7.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| KGI Asia Limited 凱基證券亞洲有限公司 |
Rep | Type 1 - Dealing in securities | 2017-10-03 | 2018-03-31 |
| KGI Asia Limited 凱基證券亞洲有限公司 |
Rep | Type 4 - Advising on securities | 2017-10-03 | 2018-03-31 |
| KGI Asia Limited 凱基證券亞洲有限公司 |
Rep | Type 1 - Dealing in securities | 2015-02-17 | 2017-10-02 |
| KGI Asia Limited 凱基證券亞洲有限公司 |
Rep | Type 4 - Advising on securities | 2015-02-17 | 2017-10-02 |
| iBest Consultants Limited | Rep | Type 1 - Dealing in securities | 2012-05-31 | 2015-01-24 |
| iBest Consultants Limited | Rep | Type 4 - Advising on securities | 2012-05-31 | 2015-01-24 |
| Haitong International Securities Company Limited 海通國際證券有限公司 |
Rep | Type 1 - Dealing in securities | 2011-04-29 | 2012-01-19 |