Frederick Chi Fai Lee
李志輝
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Frederick Chi Fai Lee (李志輝), a licensed former licensee with CE reference AWW577. This person has 6.5 years of SFC licence history. Total licence records on file: 7.
Information
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Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| KGI Asia Limited 凱基證券亞洲有限公司 |
Rep | Type 1 - Dealing in securities | 2017-10-03 | 2018-03-31 |
| KGI Asia Limited 凱基證券亞洲有限公司 |
Rep | Type 4 - Advising on securities | 2017-10-03 | 2018-03-31 |
| KGI Asia Limited 凱基證券亞洲有限公司 |
Rep | Type 1 - Dealing in securities | 2015-02-17 | 2017-10-02 |
| KGI Asia Limited 凱基證券亞洲有限公司 |
Rep | Type 4 - Advising on securities | 2015-02-17 | 2017-10-02 |
| iBest Consultants Limited | Rep | Type 1 - Dealing in securities | 2012-05-31 | 2015-01-24 |
| iBest Consultants Limited | Rep | Type 4 - Advising on securities | 2012-05-31 | 2015-01-24 |
| Haitong International Securities Company Limited 海通國際證券有限公司 |
Rep | Type 1 - Dealing in securities | 2011-04-29 | 2012-01-19 |
Worked alongside
The 20 closest colleagues, strongest tie first — individuals licensed at the same firm as Frederick Chi Fai Lee during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.