Jeffrey Aaron Dorr
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Jeffrey Aaron Dorr ( ), a licensed former licensee with CE reference AWW453. Total licence records on file: 4.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| China Galaxy International Securities (Hong Kong) Co., Limited 中國銀河國際證券(香港)有限公司 |
Rep | Type 4 — Advising on securities | 2018-04-09 | 2019-07-18 |
| J Capital Research Limited |
Rep | Type 4 — Advising on securities | 2016-05-31 | 2017-10-25 |
| J Capital Research Limited |
Rep | Type 4 — Advising on securities | 2013-10-29 | 2014-11-26 |
| Buena Vista Fund Management (HK) Limited | Rep | Type 9 — Asset management | 2011-03-17 | 2013-01-04 |