Michael Denton Brodie-Brown
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Michael Denton Brodie-Brown ( ), a licensed former licensee with CE reference AWW272. Total licence records on file: 2.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Jefferies Hong Kong Limited 富瑞金融集團香港有限公司 |
Rep | Type 1 - Dealing in securities | 2013-11-20 | 2019-05-21 |
| Nomura International (Hong Kong) Limited 野村國際(香港)有限公司 |
Rep | Type 4 - Advising on securities | 2011-04-11 | 2013-09-11 |