Cheng-Lun Pu
卜正倫
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Cheng-Lun Pu (卜正倫), a licensed former licensee with CE reference AWV417. Total licence records on file: 9.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Shinhan Asset Management (Hong Kong) Limited | RO | Type 4 — Advising on securities | 2019-01-25 | 2022-06-17 |
| Shinhan Asset Management (Hong Kong) Limited | RO | Type 9 — Asset management | 2019-01-25 | 2022-06-17 |
| Shinhan Asset Management (Hong Kong) Limited | Rep | Type 4 — Advising on securities | 2018-11-07 | 2019-01-25 |
| Shinhan Asset Management (Hong Kong) Limited | Rep | Type 9 — Asset management | 2018-11-07 | 2019-01-25 |
| HFT Investment Management (HK) Limited 海富通資產管理(香港)有限公司 |
Rep | Type 1 — Dealing in securities | 2018-01-24 | 2018-10-10 |
| HFT Investment Management (HK) Limited 海富通資產管理(香港)有限公司 |
RO | Type 4 — Advising on securities | 2018-01-24 | 2018-10-10 |
| HFT Investment Management (HK) Limited 海富通資產管理(香港)有限公司 |
RO | Type 9 — Asset management | 2018-01-24 | 2018-10-10 |
| HFT Investment Management (HK) Limited 海富通資產管理(香港)有限公司 |
Rep | Type 9 — Asset management | 2015-10-30 | 2018-01-24 |
| HFT Investment Management (HK) Limited 海富通資產管理(香港)有限公司 |
Rep | Type 4 — Advising on securities | 2011-03-21 | 2018-01-24 |