Wai Ting Au
區慧婷
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Wai Ting Au (區慧婷), a licensed former licensee with CE reference AWU293. Total licence records on file: 3.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Morgan Stanley Asia Limited 摩根士丹利亞洲有限公司 |
Rep | Type 1 - Dealing in securities | 2012-04-05 | 2016-04-01 |
| Morgan Stanley Asia Limited 摩根士丹利亞洲有限公司 |
Rep | Type 4 - Advising on securities | 2012-04-05 | 2016-04-01 |
| Mizuho Securities Asia Limited 瑞穗證券亞洲有限公司 |
Rep | Type 4 - Advising on securities | 2011-02-17 | 2012-02-24 |