Gareth James Rees
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Gareth James Rees ( ), a licensed former licensee with CE reference AWU099. Total licence records on file: 2.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| T.F.S. Derivatives HK Limited | Rep | Type 2 - Dealing in futures contracts | 2012-06-05 | 2013-04-05 |
| T.F.S. Derivatives HK Limited | Rep | Type 1 - Dealing in securities | 2011-02-21 | 2013-04-05 |