David John Fraser
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for David John Fraser ( ), a licensed former licensee with CE reference AWT699. Total licence records on file: 1.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Nomura International (Hong Kong) Limited 野村國際(香港)有限公司 |
Rep | Type 4 - Advising on securities | 2011-02-11 | 2013-06-20 |