Peng (SFC:AWT306) Wang
王鵬
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Peng (SFC:AWT306) Wang (王鵬), a licensed former licensee with CE reference AWT306. Total licence records on file: 9.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Fortune Asset Management Limited 富強資產管理有限公司 |
RO | Type 4 — Advising on securities | 2018-09-19 | 2019-07-31 |
| Fortune Asset Management Limited 富強資產管理有限公司 |
RO | Type 9 — Asset management | 2018-09-19 | 2019-07-31 |
| Fortune Asset Management Limited 富強資產管理有限公司 |
Rep | Type 4 — Advising on securities | 2018-09-10 | 2018-09-19 |
| Fortune Asset Management Limited 富強資產管理有限公司 |
Rep | Type 9 — Asset management | 2018-09-10 | 2018-09-19 |
| CMS Asset Management (HK) Co., Limited 招商證券資產管理(香港)有限公司 |
RO | Type 4 — Advising on securities | 2017-08-03 | 2018-06-01 |
| CMS Asset Management (HK) Co., Limited 招商證券資產管理(香港)有限公司 |
RO | Type 9 — Asset management | 2017-08-03 | 2018-06-01 |
| CMS Asset Management (HK) Co., Limited 招商證券資產管理(香港)有限公司 |
Rep | Type 4 — Advising on securities | 2012-02-20 | 2017-08-03 |
| CMS Asset Management (HK) Co., Limited 招商證券資產管理(香港)有限公司 |
Rep | Type 9 — Asset management | 2011-12-21 | 2017-08-03 |
| China Merchants Securities (HK) Co., Limited 招商證券(香港)有限公司 |
Rep | Type 4 — Advising on securities | 2011-04-21 | 2012-02-17 |