Ziyuan (SFC:AWT229) Wang
王子元
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Ziyuan (SFC:AWT229) Wang (王子元), a licensed former licensee with CE reference AWT229. Total licence records on file: 5.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Arta Global Markets Limited 裕承環球巿場有限公司 |
Rep | Type 1 - Dealing in securities | 2016-10-28 | 2017-08-08 |
| GEO Securities Limited 智易東方證券有限公司 |
Rep | Type 1 - Dealing in securities | 2014-10-16 | 2016-05-20 |
| oOo Securities (HK) Group Limited 奧翱驁集團(香港)證券有限公司 |
Rep | Type 4 - Advising on securities | 2012-09-21 | 2014-06-01 |
| oOo Securities (HK) Group Limited 奧翱驁集團(香港)證券有限公司 |
Rep | Type 9 - Asset management | 2012-09-21 | 2014-06-01 |
| oOo Securities (HK) Group Limited 奧翱驁集團(香港)證券有限公司 |
Rep | Type 1 - Dealing in securities | 2011-02-25 | 2014-06-01 |