Roman Sebastian Timm
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Roman Sebastian Timm ( ), a licensed former licensee with CE reference AWS454. Total licence records on file: 3.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Natixis Asia Limited | Rep | Type 1 - Dealing in securities | 2011-01-28 | 2014-09-05 |
| Natixis Asia Limited | Rep | Type 2 - Dealing in futures contracts | 2011-01-28 | 2014-09-05 |
| Natixis Asia Limited | Rep | Type 4 - Advising on securities | 2011-01-28 | 2014-09-05 |