Jonathan Sutton Bayes
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Jonathan Sutton Bayes ( ), a licensed former licensee with CE reference AWP415. Total licence records on file: 3.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Nomura International (Hong Kong) Limited 野村國際(香港)有限公司 |
Rep | Type 1 — Dealing in securities | 2012-07-23 | 2012-12-29 |
| Trafalgar Capital Management (HK) Limited |
RO | Type 9 — Asset management | 2011-08-18 | 2012-03-31 |
| Trafalgar Capital Management (HK) Limited |
Rep | Type 9 — Asset management | 2011-01-10 | 2011-08-18 |