David (SFC:AWP273) Ma
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for David (SFC:AWP273) Ma ( ), a licensed former licensee with CE reference AWP273. Total licence records on file: 4.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| DTC Investment Management (HK) Limited 東亭資產管理(香港)有限公司 |
Rep | Type 1 — Dealing in securities | 2014-01-13 | 2016-03-01 |
| DTC Investment Management (HK) Limited 東亭資產管理(香港)有限公司 |
Rep | Type 9 — Asset management | 2014-01-13 | 2016-03-01 |
| UOB Kay Hian Futures (Hong Kong) Limited 大華繼顯期貨(香港)有限公司 |
Rep | Type 2 — Dealing in futures contracts | 2012-03-30 | 2013-12-20 |
| UOB Kay Hian (Hong Kong) Limited 大華繼顯(香港)有限公司 |
Rep | Type 1 — Dealing in securities | 2011-01-06 | 2013-12-20 |