David Ma
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for David Ma, a licensed former licensee with CE reference AWP273. This person has 5.1 years of SFC licence history. Total licence records on file: 4.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| DTC Investment Management (HK) Limited 東亭資產管理(香港)有限公司 |
Rep | Type 1 - Dealing in securities | 2014-01-13 | 2016-03-01 |
| DTC Investment Management (HK) Limited 東亭資產管理(香港)有限公司 |
Rep | Type 9 - Asset management | 2014-01-13 | 2016-03-01 |
| UOB Kay Hian Futures (Hong Kong) Limited 大華繼顯期貨(香港)有限公司 |
Rep | Type 2 - Dealing in futures contracts | 2012-03-30 | 2013-12-20 |
| UOB Kay Hian (Hong Kong) Limited 大華繼顯(香港)有限公司 |
Rep | Type 1 - Dealing in securities | 2011-01-06 | 2013-12-20 |
Worked alongside
The 4 closest colleagues, strongest tie first — individuals licensed at the same firm as David Ma during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one.
| Name | Shared firm | Overlap |
|---|---|---|
| Hing Lum Choy | DTC Investment Management (HK) Limited | 2014–2016 |
| Wei Liu | DTC Investment Management (HK) Limited | 2014–2016 |
| Zhengrong Liu | DTC Investment Management (HK) Limited | 2014–2016 |
| Yi Li | DTC Investment Management (HK) Limited | 2014–2016 |