Kwan Yu Mok
莫鈞如
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Kwan Yu Mok (莫鈞如), a licensed former licensee with CE reference AWO387. Total licence records on file: 3.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| UOB Kay Hian Futures (Hong Kong) Limited 大華繼顯期貨(香港)有限公司 |
Rep | Type 2 — Dealing in futures contracts | 2011-12-14 | 2025-09-30 |
| UOB Kay Hian (Hong Kong) Limited 大華繼顯(香港)有限公司 |
Rep | Type 1 — Dealing in securities | 2011-11-11 | 2025-09-30 |
| Hung Sing Securities Limited 鴻昇證券有限公司 |
Rep | Type 1 — Dealing in securities | 2010-12-29 | 2011-03-02 |