Kwan Yu Mok
莫鈞如
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Kwan Yu Mok (莫鈞如), a licensed former licensee with CE reference AWO387. This person has 14.1 years of SFC licence history. Total licence records on file: 3.
Information
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Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| UOB Kay Hian Futures (Hong Kong) Limited 大華繼顯期貨(香港)有限公司 |
Rep | Type 2 - Dealing in futures contracts | 2011-12-14 | 2025-09-30 |
| UOB Kay Hian (Hong Kong) Limited 大華繼顯(香港)有限公司 |
Rep | Type 1 - Dealing in securities | 2011-11-11 | 2025-09-30 |
| Hung Sing Securities Limited 鴻昇證券有限公司 |
Rep | Type 1 - Dealing in securities | 2010-12-29 | 2011-03-02 |
Worked alongside
The 20 closest colleagues, strongest tie first — individuals licensed at the same firm as Kwan Yu Mok during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.