Nan (SFC:AWN527) Xu
徐楠
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Nan (SFC:AWN527) Xu (徐楠), a licensed former licensee with CE reference AWN527. Total licence records on file: 6.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| T. Rowe Price Hong Kong Limited 普徠仕香港有限公司 |
Rep | Type 1 - Dealing in securities | 2016-03-21 | 2025-07-08 |
| T. Rowe Price Hong Kong Limited 普徠仕香港有限公司 |
Rep | Type 4 - Advising on securities | 2016-03-21 | 2025-07-08 |
| T. Rowe Price Hong Kong Limited 普徠仕香港有限公司 |
Rep | Type 9 - Asset management | 2016-03-21 | 2025-07-08 |
| Bosera Asset Management (International) Co., Limited 博時基金(國際)有限公司 |
Rep | Type 1 - Dealing in securities | 2011-08-24 | 2015-07-27 |
| Bosera Asset Management (International) Co., Limited 博時基金(國際)有限公司 |
Rep | Type 4 - Advising on securities | 2010-12-22 | 2015-07-27 |
| Bosera Asset Management (International) Co., Limited 博時基金(國際)有限公司 |
Rep | Type 9 - Asset management | 2010-12-22 | 2015-07-27 |