Yee Ting Ng
吳綺婷
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Yee Ting Ng (吳綺婷), a licensed former licensee with CE reference AWL516. Total licence records on file: 4.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Haitong International Securities Company Limited 海通國際證券有限公司 |
Rep | Type 4 - Advising on securities | 2012-07-19 | 2012-07-21 |
| Haitong International Futures Limited 海通國際期貨有限公司 |
Rep | Type 5 - Advising on futures contracts | 2012-07-19 | 2012-07-21 |
| Haitong International Securities Company Limited 海通國際證券有限公司 |
Rep | Type 1 - Dealing in securities | 2010-12-13 | 2012-07-21 |
| Haitong International Futures Limited 海通國際期貨有限公司 |
Rep | Type 2 - Dealing in futures contracts | 2010-12-13 | 2012-07-21 |