David Gagnon
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for David Gagnon ( ), a licensed former licensee with CE reference AWL439. Total licence records on file: 3.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| BlackRock (Hong Kong) Limited 貝萊德(香港)有限公司 |
Rep | Type 1 - Dealing in securities | 2010-12-23 | 2012-01-20 |
| BlackRock (Hong Kong) Limited 貝萊德(香港)有限公司 |
Rep | Type 4 - Advising on securities | 2010-12-23 | 2012-01-20 |
| BlackRock (Hong Kong) Limited 貝萊德(香港)有限公司 |
Rep | Type 9 - Asset management | 2010-12-23 | 2012-01-20 |