Ka Ho (SFC:AWL141) Chan
陳家浩
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Ka Ho (SFC:AWL141) Chan (陳家浩), a licensed former licensee with CE reference AWL141. Total licence records on file: 4.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Wealth Management Cube Limited 富方投資平台有限公司 |
Rep | Type 1 — Dealing in securities | 2018-11-30 | 2020-06-17 |
| Yue Xiu Futures Company Limited 越秀期貨有限公司 |
Rep | Type 2 — Dealing in futures contracts | 2015-08-06 | 2018-11-18 |
| Yue Xiu Securities Company Limited 越秀証券有限公司 |
Rep | Type 1 — Dealing in securities | 2015-05-14 | 2018-11-18 |
| Chong Hing Securities Limited 創興證券有限公司 |
Rep | Type 1 — Dealing in securities | 2011-01-03 | 2015-04-23 |