Yan Wang
王琰
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Yan Wang (王琰), a licensed former licensee with CE reference AWK696. This person has 2.8 years of SFC licence history. Total licence records on file: 7.
Information
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Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Dongxing Securities (Hong Kong) Asset Management Company Limited 東興證券(香港)資產管理有限公司 |
Rep | Type 4 - Advising on securities | 2017-03-15 | 2018-06-22 |
| Dongxing Securities (Hong Kong) Asset Management Company Limited 東興證券(香港)資產管理有限公司 |
Rep | Type 9 - Asset management | 2017-03-15 | 2018-06-22 |
| China Universal Asset Management (Hong Kong) Company Limited 匯添富資產管理(香港)有限公司 |
Rep | Type 4 - Advising on securities | 2016-05-06 | 2016-09-24 |
| China Universal Asset Management (Hong Kong) Company Limited 匯添富資產管理(香港)有限公司 |
Rep | Type 9 - Asset management | 2016-05-06 | 2016-09-24 |
| Infore Capital Management (Hong Kong) Company Limited 盈峰資本管理(香港)有限公司 |
Rep | Type 9 - Asset management | 2015-11-13 | 2016-04-22 |
| Fuh Hwa SITE Asset Management (Hong Kong) Limited 復華投信資產管理(香港)有限公司 |
Rep | Type 4 - Advising on securities | 2011-01-03 | 2011-09-16 |
| Fuh Hwa SITE Asset Management (Hong Kong) Limited 復華投信資產管理(香港)有限公司 |
Rep | Type 9 - Asset management | 2011-01-03 | 2011-09-16 |
Worked alongside
The 20 closest colleagues, strongest tie first — individuals licensed at the same firm as Yan Wang during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.