Ka Wa Yiu
姚嘉華
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Ka Wa Yiu (姚嘉華), a licensed former licensee with CE reference AWK590. Total licence records on file: 3.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| OnePlatform Asset Management Limited 環一資產管理有限公司 |
Rep | Type 1 - Dealing in securities | 2011-08-12 | 2020-08-13 |
| Southwest Securities (HK) Brokerage Limited 西證(香港)證券經紀有限公司 |
Rep | Type 1 - Dealing in securities | 2010-12-02 | 2011-07-16 |
| Southwest Securities (HK) Brokerage Limited 西證(香港)證券經紀有限公司 |
Rep | Type 4 - Advising on securities | 2010-12-02 | 2011-07-16 |