David Charles Glickman
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for David Charles Glickman ( ), a licensed former licensee with CE reference AWK199. Total licence records on file: 3.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Mirae Asset Global Investments (Hong Kong) Limited 未來資產環球投資(香港)有限公司 |
Rep | Type 1 — Dealing in securities | 2010-12-20 | 2014-04-23 |
| Mirae Asset Global Investments (Hong Kong) Limited 未來資產環球投資(香港)有限公司 |
Rep | Type 4 — Advising on securities | 2010-12-20 | 2014-04-23 |
| Mirae Asset Global Investments (Hong Kong) Limited 未來資產環球投資(香港)有限公司 |
Rep | Type 9 — Asset management | 2010-12-20 | 2014-04-23 |