David Lu
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for David Lu, a licensed former licensee with CE reference AWK008. This person has 4.1 years of SFC licence history. Total licence records on file: 2.
Information
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Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Bosera Asset Management (International) Co., Limited 博時基金(國際)有限公司 |
Rep | Type 4 - Advising on securities | 2010-12-30 | 2015-02-09 |
| Bosera Asset Management (International) Co., Limited 博時基金(國際)有限公司 |
Rep | Type 9 - Asset management | 2010-12-30 | 2015-02-09 |
Worked alongside
The 20 closest colleagues, strongest tie first — individuals licensed at the same firm as David Lu during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.