Siu Ping (SFC:AWJ730) Chan
陳小萍
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Siu Ping (SFC:AWJ730) Chan (陳小萍), a licensed former licensee with CE reference AWJ730. Total licence records on file: 2.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Enlighten Securities Limited 名匯證券有限公司 |
Rep | Type 1 — Dealing in securities | 2010-11-29 | 2011-04-01 |
| Arta Asset Management Limited 裕承資產管理有限公司 |
Rep | Type 4 — Advising on securities | 2010-11-29 | 2011-04-01 |