Xiao (SFC:AWJ409) Luo
罗晓
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Xiao (SFC:AWJ409) Luo (罗晓), a licensed former licensee with CE reference AWJ409. Total licence records on file: 2.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Huajin Corporate Finance (International) Limited 華金融資(國際)有限公司 |
Rep | Type 4 — Advising on securities | 2010-12-23 | 2013-09-05 |
| Huajin Corporate Finance (International) Limited 華金融資(國際)有限公司 |
Rep | Type 6 — Advising on corporate finance | 2010-12-23 | 2013-09-05 |