Ashish (SFC:AWJ087) Gupta
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Ashish (SFC:AWJ087) Gupta ( ), a licensed former licensee with CE reference AWJ087. Total licence records on file: 2.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Credit Suisse (Hong Kong) Limited 瑞士信貸(香港)有限公司 |
Rep | Type 4 - Advising on securities | 2011-01-11 | 2022-01-26 |
| Credit Suisse (Hong Kong) Limited 瑞士信貸(香港)有限公司 |
Rep | Type 4 - Advising on securities | 2010-11-26 | 2010-12-26 |