Zhengben Zhu
朱正本
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Zhengben Zhu (朱正本), a licensed former licensee with CE reference AWI937. Total licence records on file: 4.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Grand Loyal Asset Management Limited 瑞誠資產管理有限公司 |
Rep | Type 4 — Advising on securities | 2016-04-21 | 2019-03-31 |
| Grand Loyal Asset Management Limited 瑞誠資產管理有限公司 |
Rep | Type 9 — Asset management | 2016-04-21 | 2019-03-31 |
| RBS Asia Corporate Finance Limited 蘇皇融資亞洲有限公司 |
Rep | Type 1 — Dealing in securities | 2010-11-24 | 2011-06-27 |
| RBS Asia Corporate Finance Limited 蘇皇融資亞洲有限公司 |
Rep | Type 6 — Advising on corporate finance | 2010-11-24 | 2011-06-27 |