Yue (SFC:AWI797) Bai
白月
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Yue (SFC:AWI797) Bai (白月), a licensed former licensee with CE reference AWI797. Total licence records on file: 5.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| CCB International Asset Management Limited 建銀國際資產管理有限公司 |
RO | Type 1 — Dealing in securities | 2012-04-02 | 2021-01-29 |
| CCB International Asset Management Limited 建銀國際資產管理有限公司 |
RO | Type 4 — Advising on securities | 2011-01-17 | 2021-01-29 |
| CCB International Asset Management Limited 建銀國際資產管理有限公司 |
RO | Type 9 — Asset management | 2011-01-17 | 2021-01-29 |
| CCB International Asset Management Limited 建銀國際資產管理有限公司 |
Rep | Type 4 — Advising on securities | 2010-11-19 | 2011-01-17 |
| CCB International Asset Management Limited 建銀國際資產管理有限公司 |
Rep | Type 9 — Asset management | 2010-11-19 | 2011-01-17 |