Chen (SFC:AWI296) Chen
陳晨
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Chen (SFC:AWI296) Chen (陳晨), a licensed former licensee with CE reference AWI296. Total licence records on file: 3.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| BNP Paribas Securities (Asia) Limited 法國巴黎證券(亞洲)有限公司 |
Rep | Type 1 — Dealing in securities | 2021-03-24 | 2021-08-06 |
| BNP Paribas Securities (Asia) Limited 法國巴黎證券(亞洲)有限公司 |
Rep | Type 6 — Advising on corporate finance | 2013-03-28 | 2021-08-06 |
| BNP Paribas Capital (Asia Pacific) Limited 法國巴黎資本(亞太)有限公司 |
Rep | Type 6 — Advising on corporate finance | 2010-11-22 | 2016-12-31 |