Kwok Chi Law
羅國智
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Kwok Chi Law (羅國智), a licensed former licensee with CE reference AWF466. This person has 10.8 years of SFC licence history. Total licence records on file: 15.
Information
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Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Wealth Legend Asset Management Limited 創泓資產管理有限公司 |
RO | Type 4 - Advising on securities | 2019-12-18 | 2022-02-28 |
| Wealth Legend Asset Management Limited 創泓資產管理有限公司 |
RO | Type 6 - Advising on corporate finance | 2019-12-18 | 2022-02-28 |
| Wealth Legend Asset Management Limited 創泓資產管理有限公司 |
RO | Type 9 - Asset management | 2019-12-18 | 2022-02-28 |
| Chung Lee Securities Company Limited 眾利股票有限公司 |
RO | Type 1 - Dealing in securities | 2019-08-07 | 2019-10-07 |
| ZhongHua Finance Asset Management Co., Limited 中華金融資產管理有限公司 |
RO | Type 4 - Advising on securities | 2019-08-07 | 2019-10-07 |
| ZhongHua Finance Capital Co., Limited 中華金融資本有限公司 |
RO | Type 6 - Advising on corporate finance | 2019-08-07 | 2019-10-07 |
| International Capital (Hong Kong) Limited 國際資本(香港)有限公司 |
RO | Type 1 - Dealing in securities | 2019-02-20 | 2019-06-04 |
| International Capital (Hong Kong) Limited 國際資本(香港)有限公司 |
RO | Type 4 - Advising on securities | 2019-02-20 | 2019-06-04 |
| International Capital (Hong Kong) Limited 國際資本(香港)有限公司 |
RO | Type 6 - Advising on corporate finance | 2019-02-20 | 2019-06-04 |
| Wealth Legend Asset Management Limited 創泓資產管理有限公司 |
RO | Type 9 - Asset management | 2017-06-02 | 2019-02-01 |
| Wealth Legend Asset Management Limited 創泓資產管理有限公司 |
RO | Type 6 - Advising on corporate finance | 2016-10-19 | 2019-02-01 |
| Wealth Legend Asset Management Limited 創泓資產管理有限公司 |
RO | Type 4 - Advising on securities | 2016-07-13 | 2019-02-01 |
| Wealth Legend Asset Management Limited 創泓資產管理有限公司 |
Rep | Type 4 - Advising on securities | 2010-12-03 | 2016-07-13 |
| Wealth Legend Asset Management Limited 創泓資產管理有限公司 |
Rep | Type 6 - Advising on corporate finance | 2010-12-03 | 2016-10-19 |
| Wealth Legend Asset Management Limited 創泓資產管理有限公司 |
Rep | Type 9 - Asset management | 2010-12-03 | 2017-06-02 |
Worked alongside
The 20 closest colleagues, strongest tie first — individuals licensed at the same firm as Kwok Chi Law during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.