Wai Man Raymond Lam
林偉文
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Wai Man Raymond Lam (林偉文), a licensed former licensee with CE reference AWF018. Total licence records on file: 2.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Southwest Securities (HK) Brokerage Limited 西證(香港)證券經紀有限公司 |
Rep | Type 4 - Advising on securities | 2012-05-18 | 2014-12-31 |
| Southwest Securities (HK) Brokerage Limited 西證(香港)證券經紀有限公司 |
Rep | Type 1 - Dealing in securities | 2010-11-02 | 2014-12-31 |