Sanam Gobind Budhrani
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Sanam Gobind Budhrani ( ), a licensed former licensee with CE reference AWE947. Total licence records on file: 4.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| BSI Investment Advisors (Hong Kong) Limited 瑞意投資顧問(香港)有限公司 |
Rep | Type 1 — Dealing in securities | 2011-01-18 | 2014-01-31 |
| BSI Investment Advisors (Hong Kong) Limited 瑞意投資顧問(香港)有限公司 |
Rep | Type 4 — Advising on securities | 2011-01-18 | 2014-01-31 |
| Julius Baer (Hong Kong) Limited | Rep | Type 1 — Dealing in securities | 2010-11-03 | 2010-12-22 |
| Julius Baer (Hong Kong) Limited | Rep | Type 4 — Advising on securities | 2010-11-03 | 2010-12-22 |