Yu Shoji
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Yu Shoji ( ), a licensed former licensee with CE reference AWE654. Total licence records on file: 3.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Morgan Stanley Asia Limited 摩根士丹利亞洲有限公司 |
Rep | Type 1 - Dealing in securities | 2012-07-17 | 2012-07-23 |
| Morgan Stanley Asia Limited 摩根士丹利亞洲有限公司 |
Rep | Type 1 - Dealing in securities | 2011-01-31 | 2011-02-07 |
| Morgan Stanley Asia Limited 摩根士丹利亞洲有限公司 |
Rep | Type 1 - Dealing in securities | 2010-10-29 | 2010-11-05 |