Alicia Walker
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Alicia Walker, a licensed former licensee with CE reference AWD560. This person has 3.1 years of SFC licence history. Total licence records on file: 7.
Information
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Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Louis Capital Markets (Hong Kong) Limited 滙通金融有限公司 |
Rep | Type 1 - Dealing in securities | 2013-06-10 | 2014-06-26 |
| Louis Capital Markets (Hong Kong) Limited 滙通金融有限公司 |
Rep | Type 2 - Dealing in futures contracts | 2013-06-10 | 2014-06-26 |
| Quest Stockbrokers (HK) Limited 華輝證券有限公司 |
Rep | Type 1 - Dealing in securities | 2013-05-22 | 2013-05-27 |
| BNP Paribas Securities (Asia) Limited 法國巴黎證券(亞洲)有限公司 |
Rep | Type 2 - Dealing in futures contracts | 2011-09-15 | 2012-11-09 |
| BNP Paribas Securities (Asia) Limited 法國巴黎證券(亞洲)有限公司 |
Rep | Type 1 - Dealing in securities | 2010-10-27 | 2012-11-09 |
| BNP Paribas Futures (Hong Kong) Limited 法國巴黎期貨(香港)有限公司 |
Rep | Type 2 - Dealing in futures contracts | 2010-10-27 | 2011-12-30 |
| BNP Paribas Securities (Asia) Limited 法國巴黎證券(亞洲)有限公司 |
Rep | Type 7 - Providing automated trading services | 2010-10-27 | 2012-11-09 |
Worked alongside
The 20 closest colleagues, strongest tie first — individuals licensed at the same firm as Alicia Walker during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.