Barry Alan Horowitz
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Barry Alan Horowitz ( ), a licensed former licensee with CE reference AWC497. Total licence records on file: 2.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| AS Capital Limited |
RO | Type 1 — Dealing in securities | 2019-06-10 | 2023-03-31 |
| Vantage Capital Markets HK Limited | Rep | Type 1 — Dealing in securities | 2010-10-25 | 2011-05-13 |