Barry Alan Horowitz

CE No. AWC497 Ceased

This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Barry Alan Horowitz, a licensed former licensee with CE reference AWC497. This person has 4.4 years of SFC licence history. Total licence records on file: 2.

Information

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Licence history

FirmRoleRegulated activityFromTo
AS Capital Limited RO Type 1 - Dealing in securities 2019-06-10 2023-03-31
Vantage Capital Markets HK Limited Rep Type 1 - Dealing in securities 2010-10-25 2011-05-13

Worked alongside

The 20 closest colleagues, strongest tie first — individuals licensed at the same firm as Barry Alan Horowitz during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.

NameShared firmOverlap
Charles Rupert Edward Thomson AS Capital Limited 2019–2023
Pui Pui Cheung AS Capital Limited 2020–2023
Raymond Pui Choy Sing AS Capital Limited 2021–2023
Matthew David George Engmann AS Capital Limited 2020–2021
Oscar Matthew Robb Webster AS Capital Limited 2021–2022
Yongqiang Liu AS Capital Limited 2019–2020
Ah Kiu AS Capital Limited 2021
Hong Yu Ko AS Capital Limited 2022
Rishi Mishra AS Capital Limited 2022–2023
Mattia Valdisolo AS Capital Limited 2021
Wai Kit Lau Vantage Capital Markets HK Limited 2010–2011
Daniel Peter Evans Vantage Capital Markets HK Limited 2010–2011
Wing Him Tang AS Capital Limited 2020
Ruby Pui Kay Siu AS Capital Limited 2019
Siu Na Sarnian Ng AS Capital Limited 2021
Taejung Cho AS Capital Limited 2019
Paul Anthony Gerrard Vantage Capital Markets HK Limited 2010–2011
Raymond Chun Wai Wong Vantage Capital Markets HK Limited 2010–2011
Mimiko Adachi Vantage Capital Markets HK Limited 2010–2011
Silvana Laura Cominelli Vantage Capital Markets HK Limited 2010–2011
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