Roger Mirchandani Chiman
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Roger Mirchandani Chiman ( ), a licensed former licensee with CE reference AWC462. Total licence records on file: 2.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Guosen Securities (HK) Brokerage Company, Limited 國信證券(香港)經紀有限公司 |
Rep | Type 1 — Dealing in securities | 2012-05-24 | 2013-05-23 |
| China International Capital Corporation Hong Kong Securities Limited 中國國際金融香港證券有限公司 |
Rep | Type 1 — Dealing in securities | 2010-10-18 | 2012-01-12 |