Thomas James Harrington Jr
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Thomas James Harrington Jr ( ), a licensed former licensee with CE reference AWA209. Total licence records on file: 3.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Morgan Stanley Asia Limited 摩根士丹利亞洲有限公司 |
Rep | Type 1 - Dealing in securities | 2011-03-11 | 2011-04-10 |
| Morgan Stanley Asia Limited 摩根士丹利亞洲有限公司 |
Rep | Type 1 - Dealing in securities | 2011-01-20 | 2011-02-19 |
| Morgan Stanley Asia Limited 摩根士丹利亞洲有限公司 |
Rep | Type 1 - Dealing in securities | 2010-10-08 | 2011-01-07 |