Steven Chun Yin Wu
胡俊彥
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Steven Chun Yin Wu (胡俊彥), a licensed former licensee with CE reference AVZ964. This person has 5.4 years of SFC licence history. Total licence records on file: 8.
Information
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- Email:
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Ando Asset Management Limited 安道資產管理有限公司 |
Rep | Type 1 - Dealing in securities | 2019-02-20 | 2019-03-22 |
| Ando Asset Management Limited 安道資產管理有限公司 |
Rep | Type 4 - Advising on securities | 2019-02-20 | 2019-03-22 |
| Ando Asset Management Limited 安道資產管理有限公司 |
Rep | Type 9 - Asset management | 2019-02-20 | 2019-03-22 |
| Harris Fraser (International) Limited 晉裕環球資產管理有限公司 |
Rep | Type 9 - Asset management | 2016-03-07 | 2019-02-14 |
| Harris Fraser (International) Limited 晉裕環球資產管理有限公司 |
Rep | Type 1 - Dealing in securities | 2015-12-31 | 2019-02-14 |
| Harris Fraser (International) Limited 晉裕環球資產管理有限公司 |
Rep | Type 4 - Advising on securities | 2015-12-31 | 2019-02-14 |
| IPP Financial Advisers Limited 盈加理財顧問有限公司 |
Rep | Type 1 - Dealing in securities | 2010-11-04 | 2013-01-18 |
| IPP Financial Advisers Limited 盈加理財顧問有限公司 |
Rep | Type 4 - Advising on securities | 2010-11-04 | 2013-01-18 |
Worked alongside
The 20 closest colleagues, strongest tie first — individuals licensed at the same firm as Steven Chun Yin Wu during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.