Steven Chun Yin Wu
胡俊彥
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Steven Chun Yin Wu (胡俊彥), a licensed former licensee with CE reference AVZ964. Total licence records on file: 8.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Ando Asset Management Limited 安道資產管理有限公司 |
Rep | Type 1 — Dealing in securities | 2019-02-20 | 2019-03-22 |
| Ando Asset Management Limited 安道資產管理有限公司 |
Rep | Type 4 — Advising on securities | 2019-02-20 | 2019-03-22 |
| Ando Asset Management Limited 安道資產管理有限公司 |
Rep | Type 9 — Asset management | 2019-02-20 | 2019-03-22 |
| Harris Fraser (International) Limited 晉裕環球資產管理有限公司 |
Rep | Type 9 — Asset management | 2016-03-07 | 2019-02-14 |
| Harris Fraser (International) Limited 晉裕環球資產管理有限公司 |
Rep | Type 1 — Dealing in securities | 2015-12-31 | 2019-02-14 |
| Harris Fraser (International) Limited 晉裕環球資產管理有限公司 |
Rep | Type 4 — Advising on securities | 2015-12-31 | 2019-02-14 |
| IPP Financial Advisers Limited 盈加理財顧問有限公司 |
Rep | Type 1 — Dealing in securities | 2010-11-04 | 2013-01-18 |
| IPP Financial Advisers Limited 盈加理財顧問有限公司 |
Rep | Type 4 — Advising on securities | 2010-11-04 | 2013-01-18 |