Yang (SFC:AVY424) Liu
劉揚
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Yang (SFC:AVY424) Liu (劉揚), a licensed former licensee with CE reference AVY424. Total licence records on file: 4.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Blackstone Group (HK) Limited, The 黑石集團(香港)有限公司 |
Rep | Type 1 - Dealing in securities | 2016-11-14 | 2018-09-24 |
| Blackstone Group (HK) Limited, The 黑石集團(香港)有限公司 |
Rep | Type 4 - Advising on securities | 2016-11-14 | 2018-09-24 |
| Morgan Stanley Asia Limited 摩根士丹利亞洲有限公司 |
Rep | Type 1 - Dealing in securities | 2010-10-04 | 2013-03-08 |
| Morgan Stanley Asia Limited 摩根士丹利亞洲有限公司 |
Rep | Type 6 - Advising on corporate finance | 2010-10-04 | 2013-03-08 |