Kenichi Noguchi
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Kenichi Noguchi ( ), a licensed former licensee with CE reference AVY124. Total licence records on file: 3.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Taikang Asset Management (Hong Kong) Company Limited 泰康資產管理(香港)有限公司 |
Rep | Type 4 — Advising on securities | 2017-07-25 | 2018-11-21 |
| Taikang Asset Management (Hong Kong) Company Limited 泰康資產管理(香港)有限公司 |
Rep | Type 9 — Asset management | 2017-07-25 | 2018-11-21 |
| Itau Asia Securities Limited 億達富亞洲證券有限公司 |
RO | Type 1 — Dealing in securities | 2010-11-19 | 2016-11-05 |