Anthony James Emmett
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Anthony James Emmett ( ), a licensed former licensee with CE reference AVX215. Total licence records on file: 4.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Maven Asia (Hong Kong) Limited | RO | Type 1 — Dealing in securities | 2017-10-17 | 2020-06-01 |
| Maven Asia (Hong Kong) Limited | RO | Type 2 — Dealing in futures contracts | 2017-10-17 | 2020-06-01 |
| IMC Asia Pacific Limited |
Rep | Type 1 — Dealing in securities | 2010-09-27 | 2010-12-28 |
| IMC Asia Pacific Limited |
Rep | Type 2 — Dealing in futures contracts | 2010-09-27 | 2010-12-28 |