Stephanie Ho
何羽
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Stephanie Ho (何羽), a licensed former licensee with CE reference AVW495. Total licence records on file: 5.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Conning Asia Pacific Limited 康利亞太有限公司 |
Rep | Type 1 — Dealing in securities | 2016-10-26 | 2018-04-22 |
| Conning Asia Pacific Limited 康利亞太有限公司 |
Rep | Type 4 — Advising on securities | 2016-10-26 | 2018-04-22 |
| Amundi Hong Kong Limited 東方匯理資產管理香港有限公司 |
Rep | Type 1 — Dealing in securities | 2010-09-15 | 2012-04-30 |
| Amundi Hong Kong Limited 東方匯理資產管理香港有限公司 |
Rep | Type 4 — Advising on securities | 2010-09-15 | 2012-04-30 |
| Amundi Hong Kong Limited 東方匯理資產管理香港有限公司 |
Rep | Type 9 — Asset management | 2010-09-15 | 2012-04-30 |