Stephanie Ho
何羽
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Stephanie Ho (何羽), a licensed former licensee with CE reference AVW495. This person has 3.1 years of SFC licence history. Total licence records on file: 5.
Information
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Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Conning Asia Pacific Limited 康利亞太有限公司 |
Rep | Type 1 - Dealing in securities | 2016-10-26 | 2018-04-22 |
| Conning Asia Pacific Limited 康利亞太有限公司 |
Rep | Type 4 - Advising on securities | 2016-10-26 | 2018-04-22 |
| Amundi Hong Kong Limited 東方匯理資產管理香港有限公司 |
Rep | Type 1 - Dealing in securities | 2010-09-15 | 2012-04-30 |
| Amundi Hong Kong Limited 東方匯理資產管理香港有限公司 |
Rep | Type 4 - Advising on securities | 2010-09-15 | 2012-04-30 |
| Amundi Hong Kong Limited 東方匯理資產管理香港有限公司 |
Rep | Type 9 - Asset management | 2010-09-15 | 2012-04-30 |
Worked alongside
The 20 closest colleagues, strongest tie first — individuals licensed at the same firm as Stephanie Ho during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.