Xiaojian Chen
陳小堅
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Xiaojian Chen (陳小堅), a licensed former licensee with CE reference AVV977. This person has 6.8 years of SFC licence history. Total licence records on file: 9.
Information
- LinkedIn:
- Email:
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Get Nice Securities Limited 結好證券有限公司 |
Rep | Type 1 - Dealing in securities | 2019-12-30 | 2020-04-30 |
| Get Nice Asset Management Limited 結好資產管理有限公司 |
Rep | Type 4 - Advising on securities | 2019-12-30 | 2020-04-30 |
| Get Nice Securities Limited 結好證券有限公司 |
Rep | Type 4 - Advising on securities | 2019-12-30 | 2020-04-30 |
| Get Nice Asset Management Limited 結好資產管理有限公司 |
Rep | Type 9 - Asset management | 2019-12-30 | 2020-04-30 |
| Get Nice Securities Limited 結好證券有限公司 |
Rep | Type 9 - Asset management | 2019-12-30 | 2020-04-30 |
| Yue Xiu Asset Management Limited 越秀資產管理有限公司 |
RO | Type 4 - Advising on securities | 2016-10-25 | 2017-03-31 |
| Yue Xiu Asset Management Limited 越秀資產管理有限公司 |
RO | Type 9 - Asset management | 2016-10-25 | 2017-03-31 |
| Yue Xiu Securities Company Limited 越秀証券有限公司 |
RO | Type 1 - Dealing in securities | 2010-10-29 | 2017-03-31 |
| Yue Xiu Securities Company Limited 越秀証券有限公司 |
RO | Type 4 - Advising on securities | 2010-10-29 | 2017-03-31 |
Worked alongside
The 20 closest colleagues, strongest tie first — individuals licensed at the same firm as Xiaojian Chen during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.